Operational/Controls Compliance

While the regulatory landscape is constantly evolving and becoming more complex, you can rest assured that Clark Schaefer Consulting can assist your organization with staying ahead of the curve.

Our team of experienced professionals is well versed in a multitude of regulatory guidelines and is ready to tailor our solutions to your needs. 

We start each of our compliance projects by scoping in the applicable guidelines and assessing the current state of compliance at your organization. Our experts work closely with members of management to not only determine areas of weaknesses or gaps, but also to establish a digestible compliance roadmap. We live up to our role as advisors by partnering in the path to program maturity, providing value-added recommendations along the way. Common areas of compliance advisory include: 

• BSA/AML  

• Fair Lending 

• Model Validation 

• Regulatory Change Management  

• Regulatory Remediation  

In addition to advising upon compliance programs and adherence to guidelines, our group of experienced professionals carries extensive experience with performing testing controls as part of SOX/J-SOX/MAR compliance, and with performing BSA/AML reviews.  

Internal Audit

Comprehensive Internal Audit Solutions